Business Details
We are a leading insurance compliance consultancy based in the UK, founded in 2002. With more than 20 years of experience, we have supported over 300 clients across the country. Our team of seasoned experts specialises in FCA authorisation, governance frameworks and ongoing regulatory requirements. From initial applications to complex matters such as coverholder audits, we provide clear, proportionate and practical advice. We offer both consultantled and remote support, giving firms access to a dedicated Compliance Portal, helpline, regulatory bulletins and webinars. Our elearning platform simplifies staff training, recording comprehensive compliance data to satisfy FCA reporting requirements.
We pride ourselves on translating regulatory mandates into actionable solutions that minimise risk and enhance operational resilience. Our commitment to client satisfaction is reflected in our longterm relationships and high renewal rates. We maintain the highest professional standards, ensuring transparency and accountability in every engagement. Our services are tailored to insurers, brokers, underwriters and MGAs, from startups to established enterprises. By partnering with us, clients gain peace of mind and the freedom to focus on core business growth.
We pride ourselves on translating regulatory mandates into actionable solutions that minimise risk and enhance operational resilience. Our commitment to client satisfaction is reflected in our longterm relationships and high renewal rates. We maintain the highest professional standards, ensuring transparency and accountability in every engagement. Our services are tailored to insurers, brokers, underwriters and MGAs, from startups to established enterprises. By partnering with us, clients gain peace of mind and the freedom to focus on core business growth.
Highlights and features
- We have over 20 years of FCA compliance expertise.
- We support more than 300 clients across the UK.
- We provide remote compliance support with a dedicated portal.
- Our elearning platform ensures staff meet CPD and FCA standards.
- We deliver clear, proportionate solutions for complex regulatory matters.
Services
FCA Compliance Consulting
We guide insurance brokers and underwriters through the FCA authorisation process, crafting compliant policies and governance frameworks. Our team of seasoned consultants translates regulatory requirements into practical, proportionate solutions that minimise risk and enhance operational resilience. Clients rely on our clear, evidencebased advice to achieve authorisation swiftly while maintaining ongoing compliance.
Ongoing Compliance Support
We offer consultantled support, pairing each firm with one or two dedicated experts for regular guidance. Remote services include a Compliance Portal, helpline, regulatory bulletins and webinars to keep teams fully informed. This approach ensures firms meet evolving FCA demands without sacrificing daytoday operations.
Compliance ELearning
Our elearning platform simplifies staff training, recording comprehensive compliance data to satisfy FCA reporting requirements. The modular courses cover CPD, product documentation, underwriting, and complaints management, boosting engagement. Clients report faster onboarding, reduced audit findings, and measurable improvements in service delivery.
Oneoff Compliance Services
We deliver targeted support for specific projects, such as ownership changes or Consumer Duty updates, within a clearly defined scope. Our consultants provide expert guidance to ensure regulatory requirements are met without disrupting core business activities. Clients benefit from a rapid, costeffective solution that delivers compliance without longterm commitments.
London Market Assurance
We specialise in audit, review and independent assurance for Lloyds managing agents and reinsurers across the UK. Our team conducts coverholder audits, product documentation reviews, underwriting reviews and TPA audits with a rigorous, industryspecific approach. Clients rely on our quarterly bulletins and webinars to stay ahead of regulatory changes and maintain compliance.
